Kimberly Ryan
Senior Regulatory Compliance and financial operations professional at Compliance Risk Concepts (CRC)
Kimberly Ryan's Professional Contact Details
Email (Verified)
Mobile Number (Verified)
HQ
+1646-346-2468
Location
Detroit, Michigan
Kimberly Ryan's Current Company Details
To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to "best in class" talent that has extensive knowledge of the businesses being supported. CRC is staffe...
To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to "best in class" talent that has extensive knowledge of the businesses being supported. CRC is staffed with a team of Compliance Risk Management industry professionals that have a proven track record of establishing comprehensive Compliance Risk Management Programs throughout many industry verticals.We offer compliance consulting services in the following industries:Financial ServicesAnti-Corruption & EthicsTechnology Industry ComplianceEnterprise Compliance Risk ManagementResearch Supervisory AnalystExpert Witness ServiceFinancial Operational Principal ServicesWith headquarters in New York, NY, and offices in Chicago, IL, and Westport, CT, CRC is your full-service Compliance Risk Management support partner. Please feel free to contact us with any questions related to the services and solutions described and we would be happy to schedule a call / meeting to further determine your individualized needs and requirements.CRC specializes in executing and overseeing the following: New Member Applications | Continuing Member Applications | Annual CEO Certifications | Independent AML Reviews | Conflict of Interest Reviews | Expert Witness Testimony | 15c3-5 Certifications | MCDC Oversight | Trading Surveillance | Best Execution Analysis | Swap Dealer BCP Independent Reviews | Investment Advisor Gap Analysis | Industry Surveys/Studies | Public Speaking Engagements | Written Supervisory Reviews | Regulatory Relations | Examinations | Dodd-Frank | Volcker Rule | Broker Dealer Compliance | Sales Practice | Bank Compliance | System Implementations | Equity and Fixed Income Markets | Research | BSA / AML | Regulatory Reporting
enterprise compliance risk management
compliance operational risk management
capital markets & investment banking compliance
investment advisory compliance
financial services
anticorruption
ethics
research supervisory analyst
expert witness service
financial operational principal services
broker dealer compliance
risk management
Kimberly Ryan's Work History and Education
Compliance Risk Concepts (CRC)
Senior Regulatory Compliance and financial operations professional
2023 - Present
Secure Financial Group
Controller - Secure Investors Group, Secure Asset Mngt | President and FINOP - Aurora Securities
2016 - 2018 • 2 years
Others Named Kimberly Ryan
Market Development Consultant at SCHÖNOX
Business & Planning Analyst at M&T Bank
beauty advisor at Walgreens
Director of String Orchestras at St. Catherine's School
Clinical Assistant Professor, Family Nurse Practitioner Practicum Coordinator at University of Wisconsin-Milwaukee
psychotherapist at Regions Hospital
Client Relations Manager at Davines North America
Associate Director - Career Services at Florida Institute of Technology
Manager at AT&T
Frequently Asked Questions about Kimberly Ryan
What company does Kimberly Ryan work for?
Kimberly Ryan works for Compliance Risk Concepts (CRC).What is Kimberly Ryan's role at Compliance Risk Concepts (CRC)?
Kimberly Ryan's role at Compliance Risk Concepts (CRC) is Senior Regulatory Compliance and financial operations professional.What is Kimberly Ryan's email address?
Kimberly Ryan's email address is k**@compliance-risk.com.What is Kimberly Ryan's business email address?
Kimberly Ryan's business email address is k**@compliance-risk.com.What is Kimberly Ryan's direct mobile number?
Kimberly Ryan's direct mobile number is (248) XXX-XXXX.What is Kimberly Ryan's HQ phone number?
Kimberly Ryan's HQ phone number is +1646-346-2468.What industry does Kimberly Ryan work in?
Kimberly Ryan works in the Financial Services industry.Who are Kimberly Ryan's colleagues?
Kimberly Ryan's colleagues are Jared Amster, Jeff Press, Mallory Kate, Kaitlyn Gibbs and more.Colleagues at Compliance Risk Concepts (CRC)
Director, Investment Adviser Registration, Regulatory Research, & Regulatory Change Management
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